compliance officer

noun

1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

Example Sentences

In 2006, a compliance officer at Mizuho Bank was arrested for selling the data of 1200 bank customers to a yakuza front company.

From The Daily Beast

Martin Woods, the Wachovia whistleblower and former compliance officer who ended up at the center of that scandal, agreed.

From The Daily Beast