broker-dealer

noun

1. another name for stockbroker

Example Sentences

KuCoin was also required to cease New York operations after falsely representing itself as a crypto exchange without registering as a securities and commodities broker-dealer, James said.

From Seattle Times

Treasuries could leave the market more exposed to cybersecurity risks, Barclays said, referring to the cyber hack of Industrial and Commercial Bank of China's U.S. broker-dealer last week.

From Reuters

ICBC's inability to access its systems meant securities from the Chinese firm's repo trades were getting delivered to BNY for settlement, but no cash was coming in from the broker-dealer, one of the sources said.

From Reuters

"In general, the event had a limited impact on the market," said Scott Skrym, executive vice president for fixed income and repo at broker-dealer Curvature Securities.

From Reuters

Block trades are single orders for large trades, typically placed by institutional investors, which their broker-dealer drips into the market over time so as not to move the price.

From Reuters