compliance officer

noun

1. a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

Example Sentences

And now race director Niels Wittich and compliance officer Paolo Basarri have gone in the space of a few days.

From BBC

A recent investigation triggered by the federal corruption case against former Supervisor Mark Ridley-Thomas found significant problems in the county’s contracting process, prompting investigators to recommend a new ethics and compliance officer and other measures to prevent conflicts of interest.

From Los Angeles Times

The measure would create an ethics compliance officer — akin to what the firms recommended — as well as nearly doubling the size of the board and creating a new elected executive position similar to a mayor.

From Los Angeles Times

Those improvements included creating a new “Chief Ethics & Compliance Officer” position and bolstering the county’s “revolving door policy,” intended to prevent conflicts of interest for officials who have recently left government service.

From Los Angeles Times

Ms Kaur has worked at the bank for more than a decade and is currently its chief risk and compliance officer.

From BBC